TABLE OF CONTENTS
TITLE. . . . . . . . . . ii
CERTIFICATION. . . . . . . . iii
DEDICATION. . . . . . . . iv
ACKNOWLEDGEMENT. . . . . . . v
TABLE
OF CONTENTS. . . . . . . vii
CHAPTER ONE
1.0 General Introduction. . . . . . . 1
1.1 Purpose of the Study .
. . .
. . .
. .
. 1
1.2
Statement of the Problem . .
. . .
. . .
. 3
1.3 Scope of the Study . .
. . .
. . .
. . .
4
1.4 Methodology .
. .
. . .
. . .
. . 6
1.5 Division of the Work . .
. . .
. . .
. . 6
1.6 Literature Review .
. . .
. . .
. . .
7
CHAPTER TWO
2.0 Historical Background .
. . . . .
12
2.1
Thomas Hobbes . .
. . . . . .
. 12
2.2 John Locke .
. . .
. . . .
. 15
CHAPTER THREE
3.0 The Social Contract Theory .
. . . . .
20
3.1 Thomas Hobbes on Social Contract .
. . .
. 20
3.2 John Locke on Social Contract . . . . .
31
CHAPTER FOUR
4.0
Comparison
of the Two Philosopher’s Ideas of Social Contract
Theory. . . . . . . . . .
39
4.1 Comparison of
Hobbes and Locke’s Ideas of Social Contract. 39
4.1
Contrasting Hobbes’ and Locke’s Ideas of Social
Contract. . 45
CHAPTER FIVE
5.0 General Analysis and
Evaluation. . .
. . .
50
5.1 Thomas Hobbes’s Social Contract .
. .
. . .
50
5.2 John Locke’s Social Contract . .
. . .
56
5.3 Conclusion. . .
. . .
. . 60
BIBLIOGRAPHY.
. . . . .
. . 63
CHAPTER ONE
1.0 GENERAL
INTRODUCTION
1.1 PURPOSE OF THE STUDY
Across
the century, the social contract theory, nearly as old as philosophy itself,
has been used and employed by many philosophers. Thinkers like Thomas Hobbes,
John Locke, and Jean-Jacques Rousseau. John Rawls and Jeremy Bentham have
employed it in different ways. This implies that the way the social contract
theory is understood differs, at least insignificantly, from one philosopher to
the other.
Theories of social contract differed according to
their aims; some were fashioned to justify the power of the sovereign; some to
safeguard the individual from oppression by an all-powerful sovereign.1
Despite
all these differences, the theory has one central point it pursues. This
central point runs through the various meanings of social contract theory as
expressed and maintained by various scholars.
It is an
agreement in which the people decide to journey from the state of nature into
the political society, by relinquishing their executive power to an absolute
Monarch. It is also an agreement under
which people contract to surrender their liberties in return for the guarantee
of responsible government.
As
if every man should say to every man, I authorize and give up my right of
governing myself, to this man or to this assembly of men, on the condition that
thou give up thy right to him, and authorize all his actions in like manner.2
Be it as
it may, the major purpose of this project revolves in stating and analyzing the
theory of social contract as
seen and conceived by Thomas Hobbes
and John Locke. Also, it posits to tackle certain questions like:
a) Does the
theory of social contract in Thomas Hobbes share any similarity with that of
John Locke?
b) Do they contrast
at any point at all?
c) Can it be
said that the social contract theory according to the two philosophers under
consideration is completely the same?
1.2
STATEMENT OF
THE PROBLEM
As earlier stated, social contract theory has
been used by many philosophers in various ways. Thomas Hobbes and John Locke
also saw it from different perspectives to a certain level. Hobbes, the first
to give its full exposition and defence postulates that social contract is an
agreement to which the people surrender their will, freedom, and power to an absolute
sovereign called the Leviathan. In his words …Thomas Hobbes saw the contract as
one in which the citizens relinquish their freedom inherent in the state of
nature to an absolute sovereign.3
For John
Locke, who came after Hobbes…he conceived social contract to exist wherever some citizens
united into one body having a common established law and judicature to appeal
to with authority to decide controversies between them and punish offenders.
According to Locke:
Social contract exist wherever
any number of men so unite into one society as to quit every clue of his
executive power of the law of nature and to resign it to the public in all
cases that excludes him from appealing for protection to the law established by
it4
The problem consequently hinges in the confusion and discrepancy
inherent in trying to understand the two philosophers’ theory of social
contract.
1.3
SCOPE OF THE STUDY
It is worthy
of note to point out here clearly that the theory of social contract is not the
generality of the works of our two philosophers. For instance, Hobbes is noted
for his Leviathan, he has other works he wrote. The Leviathan is primarily a
book on social and political Philosophy; Hobbes had not intended to restrict
his attention to that subject caught up in the ocean tide for scientific
discovery. He was deeply impressed by the precision of science and all by
Certainty.5
On his own
side, John Locke wrote other works in addition to his social contract. Locke’s
most important and influential political writings are contained in his Second
Treatises of Government. The second treatise contains Locke’s own constructive
view of the aims and justification for civil government and is titled, Essay
concerning the true original extent and ends of civil government.6
Locke’s books
were the product of long years of reading and reflection. As at fifty-four, he
has not published something of importance though he has written a good deal
that remained in manuscript. His letter
on toleration appeared both in Latin and English in 1689. His great essay concerning human
understanding saw the light of the day in 1690. And in the same year, he
published the two treatises of government.
Most
importantly, it should be understood that this project does not intend in any
way to handle all the philosophical works of these philosophers in view. The
scope of this study is simply limited to their theory of social contract. It
does not tackle any other issue outside this. That is to say that other
philosophies postulated by the philosophers are outside the scope of this work.
For a more
academic and scholarly work its scope extends to juxtaposing the theories in
order to discover certain points at which they agree and at which they
disagree.
1.4
METHODOLOGY
The method of
this research work shall be expository and analytical. I intend to expose the
different views of Thomas Hobbes and John Locke on social contract. Since social contract theory does not mean exactly
the same thing to both of them. After the exposition of their thoughts, a
comparison and a contrast and critical evaluation will follow. Over and above
all, this research uses scholarly, academically and philosophical method.
1.5 DIVISION OF WORK
This work is
divided into five chapters. Chapter one is an introduction to the work. Chapter
two is the historical background of the two philosophers. Chapter three exposes
their idea of social contract. Chapter four compares and contrasts the ideas of
both philosophers on the subject matter. In Chapter five, social contract in
Thomas Hobbes and John Locke will be critically evaluated. Lastly the work is
brought to a conclusion.
1.5
LITERATURE
REVIEW
Thomas Hobbes
was the first to give full exposition and defence of social contract. He does
not have the monopoly of the idea. Just as many ideas and theories of
philosophy have been used in different ways. Social contract theory has also
been used and applied differently. Here my effort is channelled towards
analyzing the concept, social contract as various philosophers understood it.
This literature review is a critical analysis of the different notions of
social contract. Philosophers to be reviewed include Plato (ca428-ca348BC),
Thomas Aquinas (1225-1274), and Jean Jacques Rousseau (1712-17178).
Plato is of
the view that the individuals and state are logically related. It is through
the individual that the society emerges. This implies that the individual
exists before the state, as the state radiates the individual constitution of
the citizens. The citizens jointly radiate the qualities of the state. Moreso,
the state emerges due to the economic needs of the people. This implies that
one man cannot make a state; he needs others to solve his economic needs. He
needs the artisans, the cooks, the dry-cleaners, the doctors, the lawyers to
help him out in various ways or he cannot be all these at a time. This network
of economic relationship and interaction brings about the formation of a state.
Apart from these, wars have their root in passion, desires which are the most
fruitful source of evils both to individuals and state7.
To settle the war, we employ the tripartite nature of the soul as divided by
Plato. They are: craftsmen, representing the appetitive element, the guardians
representing the spirited element and the ruler representing the rational
element.
For Aquinas, the state is a natural
institution. It is obtained from the nature of humanity8.
Unlike Plato, who holds that humanity’s needs are not only natural and material
needs, they also have a super-natural ends. He stated that the state can be
explained in terms of God’s creation comprising the state and the church. The
church comes into play here in order to help man attain this ultimate goal.
Left alone, the state is not equipped for this. The state needs to meet
humanity’s social nature. It secures the common good by maintaining the peace
and controlling obstacles to the good life. This function of the state in
controlling obstacles to the social life is the point of connection between the
state and the church; the state is under the control of the church.9 This does not make the church a
super-state.
According to
Rousseau in his book, the social contract begins with the oft-quoted line “man
was born free, and he is everywhere in chains” (49)10. He started by describing the state of
nature. He sees the state of nature as that in which every person is
independent. No one depends on the other for his well-being. A geometric
progression in the growth population made people to invent social contract. This
invented social contract brings about all sorts of vices.
Social
contract came about the need to find a form of association which will defend
and protect the whole common force the person and goals of each associate and
in which each, uniting himself with all, may still obey himself alone. It is the
total alienation of each associate joined with all his rights to the whole
community. He gave the reason why people should obey the laws of government as
contained in his book; ‘social contract’. What can make it legitimate and not
how the change evolved is of his interest. This he explicates further,
The really condition of man
eludes empirical investigation. Our interpretation, therefore, must take the
form of a hypothetical account11.
According to
him, man in the state of nature does not need social attachment and moral
qualities. He is motivated by ‘amourde soi’ a natural sentiment. Which is
directed by pity and reason gives rise to humanity and virtues. Man has also
the reasoning power, free-will and capacity to become better. Man is faced with
the task of procuring the means for his own continuous existence and as with
the other species; they were guided in this effort by the instinct12.
Due to the
increase in the number of people in the society, social bond is developed. The
acquisition of private property is also introduced. Man begins to look for what
he calls ‘mine’. The natural sentiments are replaced with the artificial
sentiments (amour proper). This produces injustice and all sorts of evils. An
individual begins to make for himself more than he needs. Intense and unhealthy competition is
inevitable under this condition. The political society is established as a
solution to the societal ills. It is established through the contract or
agreement to guarantee equality and protection for all.
1 P. Edwards, (ed.), The Encyclopedia of philosophy, vol.7, (New York: Crowell Collier and
Macmillan, Inc., 1967), P.466.
2 S. E. Stumpf, Philosophy, History and Problems (New York:
fourth Edition, McGraw-Hill Book Company, 1994), P.233.
4 S. P. Lamprecht, The Moral & Political
Philosophy of John Locke, (New York: Russell & Russell inc.,
1962), P.133.
6Internet Media: Hobbes’s “Moral and Political Philosophy”
in http:// Plato.stanford.edu/entries/hobbes-moral/
10 Internet Media: “Social
Contract Theory” in Online Encyclopedia of Philosophy,
www.iep.utm-edu/s/sos-cont.htm.
11 J.C. Hall, An Introduction to
Political Philosophy, (London:
Macmillan1978), P.85.
12 J. C. Ekei, Justice in
Communalism: A Foundation of Ethics in African Philosophy, (Lagos: Ream Communication
Limited, 2001), P.144.